Perspectives from an English Historian who just happens to be Gay, Catholic, and a Democratic Socialist. Now back in the UK after 20 years of living in the United States. The Blog is eclectic in covering all these sides of my Life. Follow on Twitter at PaulBHalsall
Saturday, June 03, 2006
Anglo-Catholics and Decadence
1. the homosexual/aesthete connection in the Anglo-Catholic movement and
liturgy has *always* been fairly well know, although I suppose Geoffrey
Faber's Oxford Apostles: A Character Study of the Oxford Movement. 2nd ed..
, really made it very clear. A more recent article is David Hilliard,
"Unenglish and Unmanly: Anglo-Catholicism and Homosexuality." Victorian
Studies 25:2 (Winter 1982), 181-210.
2. For a contemporary linking, see John Francis Bloxam: Story: The Priest
and the Acolyte, 1894 [From The Chameleon, December 1894
3. For the Roman Catholic side, see Ellis Hanson and Aubrey Beardsley,
Decadence and Catholicism (Harvard UP, 1998).
4. You can also read up on individual and group biography - for instance on
Aelred Carlyle and the Anglican monks of Caldey Island.
5. Some of what is quite well known, does not seem to have been printed -
for instance, the centrally important Anglo-Catholic church near High
Holborn that seems never to have had heterosexual clergy since its 19th
century foundation. Even today its annual feast-day mass is one of the
bigger unadvertised events in London.
6. The spirit of much anglo-catholicism, both its intrinsic aestheticism and
its sheer camp, did not really pass over into English (Roman) Catholicism,
which was much more plebian. Indeed, Cardinal Newman once made fun of those
who suggested that anyone with aesthetic feelings would convert to Roman
Catholicism for the beauty of liturgy. On the other hand, specific places
and groups within English Roman Catholicism did provide a respite from the
ferocious Irishness of English Catholic life. Specifically, the Oratorians
(especially at the high camp and aristocratic Brompton Oratory), the Order
of Preachers (Dominicans), and the Benedictines, were among the few places
Anglican converts could maintain what they liked in Anglo-Catholicism. [The
more butch joined the Jesuits, who never really seem to have understood
The Daily Telegraph
"Bindy" Lambton, who died last Thursday aged 81, was the wife of Lord
Lambton, the former Conservative Minister, and a favourite subject, because
of her large-boned and angular beauty, for portraits by her friend Lucian
Born Belinda Blew-Jones on December 23 1921, Bindy - as she was always
known - was the daughter of Major Douglas Holden Blew-Jones, of Westward Ho,
a tall, handsome officer in the Life Guards with size 24 feet. Her mother,
Violet Birkin, was one of three daughters of the Nottingham lace king, Sir
Bindy dearly loved her father, but her relationship with her mother was
never close. Violet Blew-Jones drank too much, and proved a bad mother. She
abandoned the infant Bindy to the care of her beloved aunt, Mrs Freda Dudley
Ward, who was shortly to become engaged in a secret romance, conducted
throughout with the utmost discretion, with the then Prince of Wales (a
lesson which Bindy never forgot).
As well as being passionately fond of her Aunt Freda, Bindy idealised
Freda's daughters, Angie and Pempie Dudley Ward, and strove to be as
beautiful and popular as these two dazzling paragons; Angie married
Major-General Sir Robert Laycock, the Second World War commando leader,
while Pempie went on to become a famous actress and the wife of Sir Carol
Reed, the film director.
Bindy had no education, since she was expelled from 11 schools for various
wildnesses, only one of which is recorded - that of putting a bell-shaped
impediment under the headmistress's piano pedal.
Right from the start, however, Bindy's extraordinary individuality, handsome
good looks, high spirits and original wit began to attract an army of
life-long admirers. When she was 18 she met and married Tony Lambton, son of
the fifth Earl of Durham, and embarked enthusiastically on married life.
After producing her first daughter, Lucinda, she was told by many eminent
doctors on no account to have more children; but Bindy bravely produced four
more daughters, and the family moved to Biddick Hall, a perfect red brick
Queen Anne house on the Lambton estate in County Durham.
Having endured a rather sad, precarious childhood, Bindy Lambton was
determined that her own children should enjoy a perfect idyll. All her
fantasies of the ideal were brought into play, with lavish Christmases,
birthday parties, ponies and horse shows; later there were trips around
Britain and the Continent in a 50ft caravan, drawn by a Land Rover with
Bindy Lambton at the wheel, and often Lady Diana Cooper as second driver.
Blackpool illuminations were an annual treat, and to ensure privacy at
beauty spots she trained her army of children to fight and be naughty, to
see off the other tourists. Stately mansions, unused to caravans, were not
spared these visitations; but, because it was Bindy Lambton, all gates were
opened and all arms outstretched.
In the early 1950s Lord Lambton entered politics, as MP for
Berwick-upon-Tweed, with the backing and encouragement of Bindy. They
acquired a haunted Georgian house in Mayfair, 11 South Audley Street, which
Bindy Lambton furnished with notable good taste, and where the couple led a
glamorous life, providing her with the opportunity to give free bent to her
genius for lavish entertainment.
Never a martyr to the humdrum, Bindy Lambton created a fairyland of
joyousness which few could resist. The list of friends and admirers was
endless: Ari Onassis, Judy Montagu, Nancy Mitford (who described Bindy as
"blissful"), David Somerset, Jai and Ayesha Jaipur, Richard Sykes and also
such American illuminati as Jock and Betsy Whitney, Babe and Bill Paley,
Stash and Lee Radziwill, David O Selznick and his wife Irene, Jack and Drue
Heinz, Paul Getty and even Bing Crosby. All fell under her spell.
It was at this time, too, that she posed for the famous portraits by Lucian
Freud, with whom she watched the racing every afternoon on a flickering
black and white television set.
She also entertained generously at Biddick Hall, with a famous shoot and
wonderful food prepared by Berta, the cook, while lions and leopards which
the local butcher kept in the gardens roamed the bedrooms. Then, in 1961,
the longed-for son and heir Ned arrived.
Shortly thereafter the shadows began to fall.
First there was Bindy Lambton's go-karting accident, resulting in badly
shattered legs which had to be pinned together bone by bone by a
ground-breaking surgeon who was so frowned upon by the British medical
establishment that Bindy Lambton had to discharge herself from hospital to
be treated by him at the Dorchester Hotel. Then, just as her legs healed,
she drove into the path of a lorry on the A1.
This time virtually every bone in her body was broken, and she was not
expected to survive. But with characteristic fortitude she pulled through.
Encased in plaster like an Egyptian mummy - in which state she was
affectionately sketched by the great New Yorker cartoonist Charles Addams -
Bindy Lambton was confined to a wheelchair for almost two years, which
probably laid the foundations for her arthritis and extreme lameness in
In 1966 she bought 58 Hamilton Terrace, a house suggestive of an Odeon
cinema built by Aunt Freda in the 1930s. Here Bindy installed a
butterfly-shaped swimming pool and created a beautiful garden. But the
family was never happy in this house.
Her marriage to Tony, perhaps under extreme pressure from the years of
infirmity, was beginning to disintegrate.
For a while it looked as if Bindy Lambton might follow in her mother's
footsteps, but her strength of character, unquenchable high spirits and zest
for life pulled her through, and she moved on to the final phase.
In 1970 her husband, who had succeeded as the 6th Earl of Durham, gave up
the peerage to retain his Commons seat. But two years later he resigned as
Under-Secretary for Defence in the Heath Government following a call-girl
scandal, and went to live in Italy.
Bindy Lambton moved to 213 Kings Road, formerly the home of her cousin
Pempie Reed. Here Bindy Lambton found a new lease of life, attracting
legions of friends and admirers from new generations: Shimi Lovat, Leigh
Bowery, Mick Jagger and Jerry Hall, and, most importantly of all, in her
later years, the musician Jools Holland and his entire big band.
She also became adept at deep sea diving, initiated into that dangerous
sport by the Olympic medallist, Vane Ivanovic. After watching her deep sea
diving off the Barrier Reef, the American conservative publicist, William F
Buckley jnr, wrote: "I have never met a braver man than Bindy Lambton acting
as bait for sharks."
In her last years, almost entirely blind and totally crippled, Bindy
Lambton's joie de vivre remained undimmed. So assiduous was her attendance
at Jools Holland's concerts that, at one point, he invited her in her
wheelchair to sit next to the guitarist on the stage at Newcastle City
Hall - for all the world as if she were a paid-up member of the band.
Although her attendances at Durham Cathedral services were less frequent,
these too could be notable. One recent Bishop is unlikely to forget how,
after an Easter Sunday service, Bindy Lambton followed him down the aisle in
her wheelchair, with headlights blazing, cheerfully proclaiming "Christ is
Bindy Lambton never wished to be thought of as "eccentric", for she always
strove to be - and imagined herself to be - a pillar of respectable society.
Her cheerfulness survived to the end.
In hospital on the day of her death, just before being given a morphine
injection, she amazed both the doctor and nurses by singing and acting out a
favourite 1940s song:
Cocaine Bill and Morphine Sue
Strolling down the avenue two by two.
Won't you have a little sniff on me,
have a sniff on me.
Those were her last words.
Funniest Students -
Friday, June 02, 2006
Why do Baptists Go to Heaven First
Why do Baptists Go to Heaven First?
"Because the Dead in Christ Shall Rise First".
Three Religious Truths
There are three religious truths:
1. Jews do not recognize Jesus as the Messiah.
2. Protestants do not recognize the Pope as the leader of the Christian faith.
3. Baptists do not recognize each other in the liquor store or at Hooters.
What Went Wrong With the War, Daddy
1 W MILSTEN: September 22 2002 19:41
You would agree with this wouldn't you? If they are going to do it, I think they should do it like this and use Iraq as the seedbed of democratization in the Middle East. What do you think?
US will rebuild Iraq as democracy, says Rice
|By James Harding and Richard Wolffe in Washington and James Blitz in London|
|Published: September 22 2002 19:41 | Last Updated: September 22 2002 19:41|
The US will be "completely devoted" to the reconstruction of Iraq as a unified, democratic state in the event of a military strike that topples Saddam Hussein, said Condoleezza Rice, US national security adviser.
As the White House has begun to consider military strategies in Iraq, Ms Rice said the US would seek a swift victory by using "sufficient force to win".
Ms Rice, speaking in an interview with the Financial Times, signalled US willingness to spend time and money rebuilding Iraq after the fall of Mr Hussein's regime.
Reinforcing the Bush administration's message that the values of freedom, democracy and free enterprise do not "stop at the edge of Islam", Ms Rice underlined US interest in the "democratisation or the march of freedom in the Muslim world".
She said of reform in places such as Bahrain, Qatar and - "to a certain extent" - Jordan: "There are a lot of reformist elements. We want to be supportive of those."
As the negotiations at the UN between US and British diplomats and their Russian and French counterparts are set to intensify this week, Ms Rice pressed the the security council for a clear resolution with effective measures of enforcement.
Leaving open the possibility of sending weapons inspectors back into Iraq, Ms Rice said: "It will be important to try and determine, in some way, whether inspections have a chance. Inspections have to presume that there is going to be some co-operation on the part of the Iraqi government."
Iraq said on Sunday it would not accept any new conditions on UN weapons inspectors. After a leadership meeting chaired by Mr Hussein, a spokesman ruled out additional conditions on inspectors following "press reports that US officials are trying to get the security council to issue new, bad resolutions".
The Pentagon and Ms Rice's national security team are understood to have presented President George W. Bush with a number of military scenarios. Military planners are said to have emphasised the need for the application of overwhelming force - possibly involving air strikes at the same time as an invasion on the ground - to achieve a rapid victory.
2. I Predict Jan 27th as ATTACK DAY
That seems early to me. Rumors on TV are that Condaleeza told the UN inspections team not to plan for inspections in March so it is coming very soon.
The outcome is not forseeable, but some things seem certain.
Saudi Arabia's days as a Kingdom seem numbered. Israel has much to fear from this war. Turkey will give in to American demands to use Turkey as a launching site. 85% of Turks are against American forces in Turkey, but the Turkish Army is telling them it is okay and/or good and the population trusts their army. Tony Blair might lose his job (how would that work if the labour party wants him out?)
What do you think.
3. MARCH !* 2003 [HOLT]
OK, so this is how it will play out, Saddam will lob a few goofy little artilery shells with chemicals before their source gets wiped out by US bombing. The shells will have about as much effect as a couple of broken bottles of French perfume. In otherwords, they wont be any big deal. France will use this as a reason to join in with the US, and the US will praise their assistance "when it really counted" or something like that. This is how they will settle their little public rift.
4. Sent: ME: Friday, April 11, 2003 2:50 AM
Funny, but it pisses me off when the suggestion is made that because one is opposed to war and imperialism, one is pro-Saddam!
I am glad to see the fucker dead, although I would have preferred to have seen him tried before a court. Much more satisfactory, both for the victims and for history.
I still think the aftermath is going to be awful. I will be glad to be proved wrong.
[But now its 2006, and I was proved right.]
The Crusades are Overblown
In my opinion its useful to remember, in the current hoo-ha, the crusades have been vastly overemphasized in their general importance in European and world history.
Once you had gone over the various Eastern Mediterranean, Spanish, and Northern crusades, you tend to try to look at thematic issues such as the economy, art, architecture, music, law", the development of states, or intercultural relations." And this is where the problems begin.
That does not mean that as phenomena they did not intersect with developments in all these areas, but the were not, in my judgement essential to any given area. I'm far from the first to notice this - Donald Logan in his recent excellent textbook on the Medieval Church makes just the same point.
- The focuses of eastern Mediterranean trade were Constantinople and, above all, Alexandria. Until fairly late on these were not focuses of any crusade, and the crusades were only intermittent episodes in the pulse of trade.
- You may have got some mixing of Byzantine, Armenian and Western Art (Queen Melisende's Psalter, etc.) but there are very small number of such items, and such mixing occurred in Southern Italy as well.
- Intercultural relations: Sicily, Spain, Venice, etc, were all more important.
Thursday, June 01, 2006
Byzantines, Hellenes, Romans, or Greeks
One reads frequently that the Greek-speaking people of the Empire whose Capital city was "New Rome which is Called the City of Constantine" [the official name of the city until 1922 I think?], never used the word "Byzantine".
This is quite untrue - many Byzantine historians (Anna Comnena and Nicetas Choniates for instance) use "Byzantine" frequently, as any scan of their texts will show. It is true, however, that they never used "Byzantium" and "Byzantine" in the synecdochal way that modern Westerners do, but untrue that the word would be unfamiliar to them. By this I mean they used the term to refer to the city and inhabitants of Constantinople, not the entire East Roman realm.
In the 16th and 17tn centuries "Byzantine" becamse a useful word to refer to the Medieval Roman Empire in the East. [This was especially the case with the work of the great scholar Du Cange, who popularised the use of "Byzantine" when he was in fact talking about families from the city of Constantinople, a usuage well-justified by Byzantine sources.] The later and more general use of the word has long proved useful to just about everyone, Greek and non-Greek, since the Greek-speaking agricultural empire of the 7th century and later, with more or less only one major city for centuries after, was clearly distinct from the multi-civic-centered, multi-linguistic Roman Empire of antiquity. This is not to deny important formal continuities.
With the use of "Roman", which, I have to say, reminds me of the use of the word
"Anglo" by and about some distinctly non-English populations in Californian usage, it is true that this was the *normal* term used by Byzantine historians writing about their political history. I am unsure about how widespread that term would be in common usage - since Byzantine historians were rather too fond of archaic terminology to described various peoples ["Medes" and "Scythians" turn up, for God's sake!]. I do recall venturing into a Church in Istanbul in 1983 and greeting the custodian with some phrasebook Turkish, only to hear the thrilling response "No No, I am a Roman".
Then we come to "Hellene". There is no doubt that in normal Byzantine usage it meant "pagan". Since the continuity of Greek populations in almost *any* part of "mainland" Greece is extremely hard to prove, I am very unhappy with a suggestion that 17th century Greeks were "still" using "Helene". [And this is not just a matter of the famous 8th century Slavonic population movements, but the much later effects of plague and piracy - post 1347 accounts of the Morea, for instance, make it clear that thousands of Albanians were "imported" to farm empty land.]
"Hellene" seems only to have assumed a positive sense only under the influence of proto-nationalism. There were clearly some groups in the last centuries of Byzantium - Gemistus Plethon is the most famous representative - who tried to outline a distinct "Hellenic" identity. The mutual interaction between Greeks in Italy, where I presume "Hellene" received a boost from certain Renaissance schools of thought, and Greeks in Greece might also have had an effect. If sources for a 17th century use is "intellectual", then it might very well represent this late Byzantine approval of "hellene" rather than any "continuing" ancient use.
Some have argued that it is misleading to ever refer to the Eastern Roman Empire as Byzantine, with the claim that it is and an anachronism.
But the problem this is that there is not a single example*I know of where any
contemporary sources calls "the empire whose capital city was New Rome",
the "Eastern Roman Empire"!
Let's be careful in what we are suggesting is anachronistic here. And when it comes to terminology, as I pointed out above, the Byzantines (or at least the Byzantine historians) are the last people in the world who can insist on "politically correct" words. [Personally, however, I do not object to being called a "Frank"!]
How Long Should a Homily Be?
I've been going to church a lot recently. Mainly because I started helping at the St. Francis Soup Kitchen, and that put me back in touch with my original impression of Catholics as people who basically tried to do good things but without much sentimentality. In recent years the impression of old central Europeans saying bad things about gay men, while absolutely living the campest lives possible (it is just not possible to be butch and swing a thurible while wearing a lace surplice).
So now I face the big issue -
How long should a homily be?
I have noticed at various Catholic churches a tendency for sermons to get
longer and longer. Ten to twelve minutes used to be the norm: now twenty minutes can be getting away with it easily.
One of the problems, however, of having as many priests available to preach as there used to be, is that some preachers seem to loose self-control, and take the opportunity to preach, and an opportunity to go on and on for up to 25-minutes or half an hour.
In reality this is a dumb thing to do, as a preacher an make a very good
impression in the first ten-twelve minutes and then alienate most of the congregation, by going on, and on, and on. Such preaching it seems to m, is a form of abuse of power. A problem in a Baptist town like Jacksonville, however, is that some of the worst offenders, and so now more an more seem to feel justified in subjecting us to Presbyterian-length sermons.
The problem is that , on the whole Catholics do not like this. Some argue
that if a preacher has wonderful things to say, they should take as long as
they need. I am sorry, but remarkably few preachers have such wonderful
things to say, and those that do can usually say it much faster.
On the other hand, if people come for the first time, and like the
community, the music, the ability to go to communion, and to let the body and eye pray as they taken in the church's art having to suffer through 25 minutes of "what my spirituality class over this past month", means might not come back.
Moreover, not all of us feel "spiritual;" all the time. Weekly mass
attendance might be all we do. Or we might go through periods of intense
spiritual evolution, and then dry patches. And many people -- the vast
majority -- are simply not called to be mystics, nor is this required by
the Church or any part of its tradition. In these cases, going to mass is
part of a regular "prayer of the body", but in needs to fit into a regular
schedule. If it helps in going to mass, that you expect it will take 1 hour
to 70 minutes, and then you go out with friends for a meal, there is
nothing wrong with that. If you come to mass late on Sunday, and then go
home because of work the next day, there is nothing wrong with that either.
But if all this becomes subject to the whim of long-winded preachers,
something gets upset.
Don't be Evil
Empires of the Word - by Nicholas Ostler
There has been a tendency to see such processes as almost accidental, but, while Ostler does agree that Empires spread languages, as do missionaries, he notes other, less obvious aspects. World languages that spread or overtake old languages which are similar to the old. Akkadian-Aramean-Arabic have all been the languages of great Empires, and all came to dominate the near-east. But even when the Persians conquered Babylonia, Assyria and Canaan, their Indo-European language did not spread. When the boot was on the other foot, Arabic spread everywhere in the old Akkadian/Aramaic world, but never took hold in Persia.
The book is full of similar provocations. If you liked the world-spanning view of Jared Diamond's Guns, Germs, and Steel, you will probably like this. Slowly we are building up a library of truly global history books that are not just expanded western civ hack jobs.
There is an NPR show on the whole subject: NPR on Endangered Languages
[hat tip to Tony Marmo]
Tuesday, May 30, 2006
THe Young Bull says to the old Bull, "Let's run over there and fuck a cow."
The Old Bull says "let's walk over and fuck 'em all."
Yeats: The Second Coming
THE SECOND COMING
Turning and turning in the widening gyre
The falcon cannot hear the falconer;
Things fall apart; the centre cannot hold;
Mere anarchy is loosed upon the world,
The blood-dimmed tide is loosed, and everywhere
The ceremony of innocence is drowned;
The best lack all conviction, while the worst
Are full of passionate intensity.
Surely some revelation is at hand;
Surely the Second Coming is at hand.
The Second Coming! Hardly are those words out
When a vast image out of Spiritus Mundi
Troubles my sight: somewhere in sands of the desert
A shape with lion body and the head of a man,
A gaze blank and pitiless as the sun,
Is moving its slow thighs, while all about it
Reel shadows of the indignant desert birds.
The darkness drops again; but now I know
That twenty centuries of stony sleep
Were vexed to nightmare by a rocking cradle,
And what rough beast, its hour come round at last,
Slouches towards Bethlehem to be born?
-- William Butler Yeats
Aquinas: Does he Prove God Exists? NO.
Can Aquinas' Five Ways be Reclaimed from Medieval Cosmology?
"The hidden things of God can be clearly understood from the things has made"
- St. Paul
"I shall show that neither on the one path, the empirical, nor on the other, the transcendental, can reason achieve anything, and that it stretches its wings in vain if it tries to soar beyond the world of sense by the mere power of speculation"
- Immanuel Kant
in Critique of Pure Reason
St. Thomas Aquinas' Five Ways are often considered as the most convincing set of proofs for the existence of God that there are. On examination they seem to be so tied to an outdated cosmology that they are not capable of being accepted by anyone acquainted with modern science. I propose in this paper to look at each of St. Thomas' arguments and its cosmological background. I shall try to see if the arguments work in a universe shaped by modern physics . It must be said immediately that there is a problem in identifying St. Thomas' arguments with their modern transpositions, but it is one worth living with because of the intrinsic interest of St. Thomas' approach; that we can come to know the existence of God from our observation of the world. This is an approach based on Pauline ideas , and one that became Catholic orthodoxy at Vatican I . Modern philosophy has used up a lot of effort discussing the epistemology of science, but serious philosophers have not so far come to terms with the possible metaphysics arising from the content of modern physics. There are good, perhaps insurmountable, reasons for this failure, but, if such a metaphysics can be described, St. Thomas' thinking is a good starting point. After some general considerations, I shall look at each of the Ways in turn and finally consider whether they can point the way for a present day natural theologian.
I General Considerations
It will be seen in this paper that Aquinas' five ways are all based on using observed `facts' about the world to argue for the existence of a god. This whole procedure has come under close philosophical scrutiny. It has suffered both from the onslaught of Popper's views on falsifiability, if we take it as a purportedly scientific argument, and Kant's whole attack on natural theology . As Kenny has pointed out falsifiability does not apply to the concept of God because of the nature of the concept. Kant's arguments, which I will consider more closely, also do not seem to be directed against Aquinas' arguments.
It was Kant who first issued a decisive challenge to natural theology . He divided arguments for God into three types, the ontological, based on a priori reason alone and familiar from Anselm and Descartes, cosmological , based on the existence of anything at all rather than any empirical facts, as seemingly exemplarised by Leibniz, and physico-theological arguments, based on facts about the world and most famously illustrated in St. Thomas' Five ways. Kant's procedure was to invalidate the ontological argument by trying to prove that forming a concept in the mind is different from instantiating it . He then tried, fairly successfully, to show that the cosmological argument reduced to the ontological one. He was more favourable to the physico-theological argument but held that it only proved an architect , not a creator and did not give "apodictic certainty" about that. To go further Kant felt it had to fall back on the ontological argument which he held to be invalid. Kant was not an atheist and had his own `moral' necessity for God. His whole stress was on restricting reason to the realm of the senses. If Aquinas is to be defended, not only must we try to extract him from antiquated science, but we must also try to face Kant's powerful objections to going beyond the realm of the senses. We must in short consider the validity and nature of claims we can make of scientific `facts' and the sort of knowledge they give us.
Science has moved on from the time of Kant as well as from the time of Aquinas, and it may be the case that Kant's challenge, great as it was, is outmoded, for physicists now do go beyond the world of the senses.
Aquinas' arguments are based on observations about the nature of the world, in other words on science. If we are trying to construct arguments for the existence of God that are logically compelling in the same way as mathematical proofs, and this seems to be the aim of natural theology, then it is essential to know just how much one can trust scientific knowledge. The whole problem of induction has led to problems with the idea that the purpose of science is to unshroud built-in laws of the Universe. Karl Popper's views are one widely received response to this idea. Popper's insight is that science is not actually about discovering "laws of nature", rather that it posits a model of the world to be amended by later criticism: the model is good only as long as it works. The striking point about Popper's conception of science is that even if theoreticians actually came up with a model of reality that was perfectly matched to the Universe, no-one could ever know more than that it was the best model so far. In other words no secure knowledge is possible from science on which to build, for instance, a proof for God's existence . This view creates real problems for Aquinas' method. If knowledge about the world from empirical investigation is in fact insecure then science does not provide a very good basis for physico-theological arguments . however, the situation is not quite as bad as this might suggest. Popper's arguments are mainly concerned with what happens at the edge of scientific knowledge. It does seem possible to say that, now, the central core of scientific knowledge is secure and future models will not negate it . It might be possible, even with a Popperian view of science, to essay an argument for God's existence that is as credible as modern science, in other words an argument which although not ultimately conclusive is as compelling as the particular cosmology proposed by science at any particular point .
Physico-theological arguments always depend on some cosmology. Plato and Aristotle both shared the Greek view that the world was eternal and put forward their views of God with that in mind. Medieval science, such as it was, tended to be drawn from what had been read in the surviving works of Plato and Aristotle, observations made by Roman authors, and compendia such as those by Isidore of Seville - all mediated through the central Christian belief in the Creation drawn from Genesis. The Empedoclean idea of four elements , composed in turn by combinations of hot and cold, wet and dry , furnished the basic concepts of matter, and alchemy, and Ptolemy provided astronomy, and astrology. Medieval science was based on authority rather than observation; as such it formed a particularly insecure foundation for St. Thomas' arguments. Even if his approach works the raw data has to be amended.
Modern understanding of the world, pace Popper, is much deeper than the medieval conception. Modern cosmology is in one respect less unified than the medieval version. Then everybody at least thought their views made sense. 20th century physicists have long had the problem that their two best models of reality, in terms of results, directly contradict each other. The General Theory of Relativity cannot be true if Quantum Mechanics is true . Although many physicists believe that a Grand Unified Theory (GUT) is possible, no-one has demonstrated one. Does this mean even a limited proof of God's existence tied to our modern cosmology is impossible, on the grounds that we do not in fact have such a cosmology in modern science? Or that Aquinas cannot be modernised since we have no coherent cosmology in which to set his work? What we can say is that over their areas of application both general relativity and quantum mechanics do work and might yield some useful theological information. Secondly that modern physics does have seminal ideas which unite disparate theories; for instance the idea of simplicity, and the idea that the universe is logical .
With what we do have in modern physics I shall now examine Aquinas' arguments and investigate whether they can be expressed in a way convincing to modern ears.
II An Overview of Aquinas
St. Thomas was working in an established tradition when he proposed his Five Ways. His sources as a philosopher, his Greek and Arab predecessors, had been concerned with proving God's existence. his Five Ways can be seen as being based on Aristotle's' doctrine of four causes . More recently St.ÿAnselm had originated the ontological argument, which Aquinas rejects with some regret. Aquinas himself had given some of the arguments earlier and at greater length . Proving God's existence was something important both in the theological tradition he was working in, and to his own project of reconciling the Christian Faith with rational philosophy.
As McDermott points out the first lines of each Way refer to experience. The Five Ways are attempts to show how human belief arises in the normal course of events. This was St.ÿThomas' chosen ground. His procedure in all the Ways was to argue from effect to cause: his basic argument has been characterised as follows :
i) from experience we know that things are changed(I), dependent(II), temporal and contingent(III), limited(IV), and directed (V).
ii)these "effects" imply something else.
iii) Something which is unchanged, independent, eternal/necessary, unlimited and not directed.
iv) This is God.
As stated these arguments would, if they all worked, fill out the notion of a God who, if not quite Christian, fits many of the criteria of the God of Faith.
III The First Way
The argument of the First Way is based on Aquinas' analysis of the nature of movement or change (motus) . The experiential basis is the fact of movement/change . Using his concepts of potentiality and actuality he tries to show that a thing in the process of change cannot be both changing and itself causing that change. In this way a regression of movers/changers is established. Aquinas' premise here is that in any series to have a last member there must be first member. It is clear from Aquinas' analysis of change that the populist version of this argument - that there cannot be an infinite regression in time - is not what Aquinas had in mind. Aquinas had no difficulty with the idea of an everlasting universe that was also created . He is arguing rather that what is moving/being moved has to have an explanation of why it is moving/continuing to move at the precise moment it is moving; as Gilby puts it St. Thomas is arguing for a rising level of explanation at the moment of movement/change.
There are many problems with this argument, both logical and scientific. Most alarming is the use of the quantifier shift fallacy : the argument that the statement "for all values of x there is some thing y such that x bears the relationship F to y" leads to the statement "there is one y such that for all values of x, x bears relationship F to y". St. Thomas seems to be arguing from "secondary movers(x) do not move(F) unless moved by a first mover(y)" to "there is one first mover(y) that moves(F) all things(x)" . In other words even if St. Thomas' argument can be made to work scientifically it is not at all clear that it would lead to one first cause, whom we could call God. Kenny has also pointed out other problems; in particular, if Aquinas is really only concerned with movement at one instance, how does he account for causation within time and how does his argument prove that an unmoved mover does not move at other times. On the other hand, even if Aquinas' conclusions do not hold up, his appeal to the impossibility of infinite regression has been upheld by Salamucha , who maintains that while Aquinas' rejection of infinite regression is based on the idea that an infinite set must be non-limited from at least one side, an idea rejected by modern set theory, this same idea can be accepted in the real world .
The scientific basis of the argument was Aristotle's physics . Aquinas, following Aristotle, held that there was no such thing as action at a distance: anything moving was being moved by something . Aquinas held this despite the availability of an impetus theory of movement at his time . This "contiguism" was required if Aquinas was to insist that the thing moved was being moved by its first mover instantaneously. Kenny has argued that even in the terms of medieval physics Aquinas would have found it difficult to argue that every moving thing was being moved physically by God: the activity of an animal or even an arrow in flight contradict his premise. It would seem that in Way I, quite apart from its logical difficulties, Aquinas is tethered to a scientific theory of motion/change which does not support his argument, even if that theory were true.
Modern physics would seem to have dealt the argument an even more telling blow. Newton's First Law of Thermodynamics , which in itself does not account for the origin of motion , wrecks the ideas of contiguism and so of simultaneous action. The whole Newtonian concept of forces seems to assert that action at a distance is possible; the "luminferous ether" was never found by later researchers . Some have denied Aquinas meant local motion, but the examples of motus given by Aquinas show that he meant exactly that. Newton, however, is not the last word in physics. Aspects of Einstein's uniting of inertia and gravitation, as well as his concept of "fields" , seem to have restored some respectability to the idea that motion has a direct and sustained cause. These causes of motion however, are mutual and would not provide good arguments for a first mover. The same goes for the notion of "virtual particles" and the other particles that sub-atomic physics sees as being constantly exchanged to explain the action of forces .
The First Way then seems not to work in the science of St. Thomas' day, nor to be salvageable in terms of modern physics if the idea of an instantaneous series of movers for any motion/change is taken as central to the proof. One other approach may be open. An argument based on the observation of motion/change in the Universe may work if it is set within time. If the motion of all large bodies is seen as the composite motion of all the sub-atomic particles that compose them, then it may be possible to argue that there is a series of temporal causes of movement of all such particles going back through time. It would be possible for such a regress to be conceptually infinite but actually limited by the modern conviction that the universe did indeed have a beginning. One could argue there would have to have been some "first cause" of all motion at the zero point. An argument in this form is far from Aquinas' more subtle notion of an instantaneous regression of movers, and closer to the popular idea of his argument. This argument also runs into problems. It only allows for material causes, whereas, for those who believe in freewill, consciousness or spirit has some effect on matter, so precluding the idea that all chains of causes go back to the Beginning. More problematical still is that quantum mechanics destroys the classical determinism on which such an argument rests: it seems to be the case that there is no immediate physical reason why an alpha-particle, for instance, should veer one way or the other even if statistically the spread of many alpha-particles is predictable . As was indicated earlier the science involved here is at the edge of current knowledge; it is not secure enough to prove God.
The argument from the experience of motion/change does not seem to work. Attempts to salvage it are problematic to say the least. Although Aquinas thought this was the "most obvious" it cannot be held to compel belief.
IV The Second Way
With the second Way Aquinas takes our experience of things being caused to argue for God . The argument is similar to the First Way and concludes that there must be a first cause because without a first cause there can be no intermediate cause and so no effect. Since there are effects (the world around us) there must be a first cause, who is God. Once again Aquinas seems to be talking about a series of immediate causes, rather than any series through time . Aquinas does not argue that everything is caused, accidents do occur , but if at least somethings are caused in the way he argues then he thinks his argument works.
Gilby accepts the immediacy of causation but argues that the causes in question are meant to be metaphysical, and that the point of the argument is that something outside an effect causes it, and so there must be something, God, who is outside, and causing, the Universe. For Gilby it is the fact that St. Thomas is talking about an essential subordination of causes rather than an accidental (and therefore temporal) subordination which indicates the immediacy of the causation . The problem with Gilby's view is that, if Aquinas is not referring to scientific/natural causation, it is hard to see how he can be arguing that our awareness of metaphysical causation comes from our senses. The argument loses its force. Kenny accepts that Aquinas is talking about an ordered series of increasingly higher causes but ties this in to Aquinas' view of the reality of the effects of heavenly bodies. In his view the Second Way is tied to an astrological cosmology.
Before going on to consider the cosmological issue it is perhaps worth taking a look at the issue of infinite causal regression. Aquinas had used the supposed impossibility of infinite causal regression in the First Way, here equally it is at the core of the argument. Brown has gone into the whole issue in some detail. He points out that it is sometimes thought that Aquinas believed infinite regression was impossible due to the impossibility of infinite simultaneity of causes . Brown's view is that Aquinas was quite aware of the mathematics of infinite regression but that what he was concerned about was the "explaining value" of causes. For Aquinas it is not sufficient to say that "x causes a" is satisfied by "there are an infinite series of causes for a". For effects to be intelligible there must be an explanation and so a first cause . His rejection of infinite causal regression then would be based on the metaphysical need for an explanation. This ties in with Gilby's view of the argument. If Gilby is correct, then Brown shows that as a metaphysical argument the Second Way might work in logic. However, as has been said, it would then lack the compulsion of an argument based on observed reality. Furthermore, as we shall see, Kenny does seem to show that Aquinas' idea of causes was more physical than Gilby will allow.
There are both logical and scientific problems with this Second Way. The old chestnut that Aquinas argues everything must have a cause, and then postulates an uncaused cause, is not easily avoided. There is once again a problem with a quantifier shift in the argument: here it runs
"effects(x) are not caused(F) unless caused by a first cause(y)" to "there is one first cause(y) that causes(F) every effect(x)".
The scientific problems are attached to the cosmology within which Aquinas saw his hierarchy of causes working. Aquinas, like many medieval intellectuals, accepted the astrological idea that the movements of the heavenly bodies effected people on earth . The movements of the spheres effected, as intermediaries between God and His/Her creatures, the wills of people on Earth: a parent begetting a child might be seen as being influenced by the Sun. Unlike the variations in physicists' estimate of the nature of motion, astrology has no modern defenders in the scientific world . On a more mundane level the whole notion of causation is uncertain if quantum mechanics properly describes the world .
At first sight the Second Way seems to be more defensible than the First. It seems less linked to a particular cosmology. Further investigation shows that this is not the case. The argument is either an argument for a metaphysical hierarchy of causes, in which case it has no real connection with the physical experience which makes the Five Ways so persuasive, or it is attached to a view of astronomy which has no force at all. Any recovery of the argument would go along the lines given above for the First Way, and would run into the same problems.
V The Third Way
The Third Way is again based on an observation of the real world , this time the process of generation and corruption. It is not then, one of Kant's "cosmological" arguments . This argument is one of the most interesting of the Five Ways and perhaps more than any other can be made persuasive. Aquinas' argument is that if all things are corruptible, at some time in the past all things would have corrupted and so there would be nothing now. Since there is something now, it is necessary to accept that there are some necessary beings. He then sets up an infinite regression of necessary beings, a regression which he rejects on the same grounds as in the two earlier ways. His argument is from contingent beings to necessary beings to uncaused necessary beings . As stated this argument again involves a quantifier shift , and Aquinas does not explain why the fact that all things are corruptible means that at one point all things must be corrupted. However, unlike the earlier arguments this starts out from a premise (the generation and corruptibility of things) which seems to be true in modern science .
The issue of what Aquinas meant by "necessary being" has been raised by Brown . It is clear that Aquinas thought created things could be "necessary" in the sense that they are not subject in the natural way of things to corruption. One point to note here is that Kant specifically attacked arguments from contingency on the ground that they reduced to the ontological argument by making the postulated necessary being a perfect being. Aquinas' necessary beings are not perfect and the argument is more physically based than Kant's target.
The problems with the Third Way are not then to do with Aquinas' physics. The real problem is with Aquinas' view that if there are only corruptible things then at some past time everything would already have corrupted . He had no real grounds for saying this, since he was determined not to insist that the Universe had a starting point in time. The general idea seems to be that in infinite time all possibilities would be realised. If one of these possibilities is that all things would have corrupted, which is indeed a possibility if all things are corruptible, then at some time in the infinite past this eventuality would have already been realised . This idea is simply not provable: there seems to be no reason why contingent beings cannot be kept in existence by other contingent beings, and the world as we experience it is full of unrealised possibilities every time a choice is made. Aquinas is hung by his own petard here in keeping to the assumption that the Universe is infinitely old.
Newtonian physics and Big Bang cosmology would seem to give more to Aquinas than Aristotelean physics. After all "if one could establish that the material world has not always existed, then the principle that no substance can begin to exist without a cause would provide a swift proof of a creator" . The principle "that no substance can exist without a cause" is not proven nor disproven , but seems at least intuitively likely. Newton's Second Law of Thermodynamics , if true, implies that the entropy of the Universe is continually increasing. Since Einstein showed matter and energy are convertible, at some time all mass in the Universe will be either inert or converted into energy and that energy will be equally distributed: total entropy will have been reached and the Universe will have reached its Heat Death. Since the Heat Death has not yet occurred, it would seem to be the case that past time is not infinite and that the Universe has a beginning. Adair points out that such a scenario depends on the Second Law working at all time and in all places: "actually our knowledge of cosmology...is much too incomplete to regard such a hypothesis [Heat Death] as more than an amusing fancy". For the time being, pace Adair, Newtonian physics would seem to indicate a beginning of the Universe and so give Aquinas' principle in the third Way support he could not have imagined. Even if Newton's Second Law is eventually falsified, the Big Bang theory of the Universe's origin also supports the idea that the material world has not always existed. Although Adair avers that we have no absolute proof of the invariance of the Universe, he is prepared, using a principle of invariance, to go back over 15 billion years to the first tenth of a second of the Universe's life . He thinks there was a zero point but says "we do not know what time zero means" . Even if there was a beginning of this Universe, there is no way of knowing absolutely that what we call time zero had nothing before it . As modern science stands however, it seems reasonable to think that the material world did "come into being". As such the principle involved in the Third Way would lead to a creator or creators.
The argument put forward here is not the same as the Third Way but it does use the principles Aquinas proposes. There are too many uncertainties with the science involved to claim that such an argument is compelling, but, given what we think we know about the Universe, it does have a certain fascination.
VI The Fourth Way
The basic contention of the Fourth Way is that whatever is most F must be the cause of all else that is F, therefore since we know there are good things and existing things there must be something which is most good and most existing and this we call God. The data of experience appealled to is our everyday experience of the gradation in things. This argument is clearly platonic and is the argument most in tune with the Christian Neoplatonism that had prevailed until the 13th century.
The argument of the Fourth Way depends on the truth of a Platonic ontology. In contrast to Plato's concern with the eternal aspect of Forms - for Plato the world of Forms simply describes how things are - Aquinas stresses that the highest good causes lesser goods. This goes along with Aquinas' overall emphasis on creation. A basically Platonic world is assumed however, and so the argument runs into all the problems of Plato's cosmology. Kenny lists modern attempts to re-conceptualise forms; "paradigms", such as the standard metre in Paris, "concrete universals" such as "all the water in the Universe", "concepts", and "classes". All these have similarities with Platonic Forms, but they fail in one way or another to satisfy what a Form was meant to be. Plato's Forms were to fulfil the role of both universals and paradigms: it is impossible however, for one thing to fulfil both roles. The objections to Platonic forms make that part of the Fourth Way which suggests that a thing's Fness is caused by some supremeÿF difficult to defend. As well as this fundamental objection there are problems as Kenny notes with the whole idea of gradation: to what extent can perceived gradations be attributed to the things themselves rather than to the prejudices of the observer?
The Fourth Way is perhaps more attached to a cosmology which cannot be updated than any of the other Ways. There are still unsolved problems to do with the nature of universals. Any solution is not likely to come from physics as the problem is essentially meta-physical. If the force of physico-theological arguments comes from their base in experience, then a non-experienced metaphysical understanding of universals, if one be possible, is not going to result in an argument for the existence of God with the same persuasiveness. Unless one already accepts a Platonic ontology as read, this Way offers little to persuade the sceptic.
VII The Fifth Way
The Fifth Way , the argument from design , again argues from human observation and is probably the most popular of St. Thomas' Ways. Oddly enough the Fifth Way differs from the popular argument from design in not insisting that everything is designed, Aquinas only insists that the actions of inanimate objects show design , and in not insisting that the design is good, an issue he deals with elsewhere . In the Fifth Way it is activities with goals that are in question rather than the idea that things as a whole are designed: as Gilby observes Aquinas did not have to explain why God made mosquitos. Aquinas' argument is that, if non-conscious agents do tend to a goal, then something outside them must be directing them. For nature as a whole the only candidate is a being we would call God.
This argument goes very well with Kant's insistence that only an architect of the world could be shown to exist - Aquinas does not here insist on God as creator. still, all is not straightforward for Aquinas. Kenny finds a real problem in Aquinas' claim that all adaptive or goal directed behaviour indicates intelligence. The implication that there is only one designer also seems to be the result of another use of a quantifier shift . Because Aquinas argues from the actions of individual things he has no real way of claiming that they must all have the same end or same designer. His argument seems to be weaker than the more traditional argument that the whole Universe exhibits a design: in that version several designers may have been involved, but that there is only one design for the whole cosmos makes a single designer more credible than with Aquinas' version. Why then is Aquinas arguing from the directedness of individual things and not the design of the Universe as a whole, an argument he did know about? One must assume that he felt there was some advantage. In a less optimistic age he might have felt it was less than persuasive to suggest that the Universe was all good. Also by choosing this way, he avoided arguments about why a designer would have designed faults in the universe. Whatever the reason it is clear that Aquinas' argument as given is less compelling than the more traditional argument from design.
It is perhaps still worth looking at this common argument from design. Even if we deal with the this version, there is the problem that the whole argument rests on an aÿpriori principle of causation . Nevertheless modern physics would tend to support an argument from design as much as any previous conceptions of the universe.
As has already been noted , modern physicists have a predisposition to see the Universe as logical and simple. This indicates some sort of order or design. The instantaneous exchange of information between particles that seems to make statistical prediction in quantum mechanics possible could also support the notion of an underlying unity and design in the Universe. The great problem for the Greeks - how could something come from nothing - also seems less difficult than before; it has been suggested that the total energy of the universe when all additions and subtractions are made is zero. it may actually have cost no energy to make the Universe . Here we are at the bounds of modern physics , but interesting possibilities are raised when one is considering just how a creator/designer could operate. Even more potent is discussion of the so-called anthropic principle . The chances of the Universe being right for life now seem to be very small indeed. Adair thinks the possibility of life away from the Earth may be to small to consider; we may be alone. The exact values of the speed of light, the strength of the nuclear weak force, and other physical constants all seem to be just right for human life. If modern physicists are correct in their estimate of what went on in the first few seconds of the Universe's life than all these values were set in the totally unpredictable breakdown of the original symmetries in things which occurred in the first few milliseconds . Even the time we are on Earth might be seen as ordained; the Universe is expanding and in a billion years' time matter will be 15% more tenuous than now . It is not clear what effects, if any, this has on the nature of life. Some of these ideas are not as yet proven, but such as they are they would provide strong arguments for any modern setting forth of a design argument. In some respects however, the argument from design is hardly touched by developments in science. A newtonian generation could have found similar evidence of design, as could a earlier believers in the Ptolemaic astronomy. It is the whole notion of there being order rather than chaos which gives the argument its strength. A point to note however is that Kant objected to reason going beyond the bounds of the senses; in modern, as compared to classical, physics that is exactly what is now being done to try to grapple with the nature of things. Kant may have been reflecting Enlightenment prejudice about the limits of rational inquiry.
The Fifth Way as proposed in the Summa has problems in the structure of the argument and in Aquinas' concentration on the directedness of individual activities. The problems are related to the argumentation itself rather than, as with some of the other ways, the scientific background. St. Thomas himself elsewhere argued for a more global idea of design and his intuition that design in the world provides grounds for the existence of a deity is still one that is full of potency, as the speculations on modern cosmology have indicated. The Fifth Way, along with the Third, would, in modern guise, seem to be the most persuasive of St. Thomas' approaches.
This paper has taken an unorthodox approach to Aquinas' Five Ways. That the arguments do not work as they stand is clear. The logical difficulties of the arguments alone ensure that. Indeed it is surprising to find a mind like Aquinas' repeatedly using a quantifier shift to make his point. The cosmological background has also been shown to make some of the Ways untenable to a modern reader. However, St. Thomas' approach has great value in that arguments from experience seem to be the most persuasive. Two of the arguments, when taken together, seem to me to be quite powerful. The Third Way and the principle that nothing can cause itself, seems to imply some sort of creator if the Universe indeed has an empirical beginning, which at the moment looks likely. The basic intuition in the Fifth Way that order implies a designer also seems to have some force. Kant would allow that order may indeed indicate a designer and he had no way of knowing that the Universe was not everlasting. Together, the principles in the Third and Fifth way would lead to some sort of creator and designer, or a plurality thereof. This would not amount to a proof of the Christian God, but if one can show divinity exists at all, other arguments are then available to describe it. The problem is, as indicated earlier, that the science we might base physico-theological arguments on is insecure, and if Popper is right it will always remain so. If that is the case, then the ontological argument may indeed be the only philosophic proof available. In spite of Vatican I, modern Catholics have joined their protestant co-religionists** in turning away from proofs of God to fideism . Aquinas would surely agree on the value of Faith and religious experience: but not totally. the invigorating thing about St. Thomas is that he was convinced of the power of human reason, something upheld at Vatican I and a mainstay of Christian freedom. His thought, adopted as Church teaching, provides a bulwark of rationality in an institution which often seems to act without any.
St. Thomas Aquinas: Summa Theologiae (Blackfriars/Eyre and Spottiswode) London 1964 - references ST.(part).(question).(article).(reply)
: Summa Contra Gentiles (various translators, Vol I by A.C Pegis) (University of Notre Dame Press) Notre Dame 1975 (First published as The Truth of the Catholic Faith by Hanover House (pub) 1955)
Adair, R.K. : The Great Design: Particles, Fields and Creation (Oxford U.P.) New York 1987
Aquinas: A Collection of Critical Essays ed. A. Kenny (Anchor Books) Garden City, New York 1969 - (individual articles listed separately)
Brown, P : "Infinite Causal Regression" in Philosophical Review 75 (1966) pp. 510-525 (also in Aquinas ed. Kenny pp. 214-236)
: "St. Thomas' Doctrine of Necessary Being" in Aquinas ed. Kenny pp. 157-174 (originally in Philosophical Review 73 (1964) pp. 76-90)
Kant, I : Critique of Pure Reason 1781 trans. F. M. Mueller (Anchor Books) Garden City,N.Y. 1966 (1st edition of translation 1881)
Kenny, A : The Five Ways (Univ. of Notre Dame Press) Notre Dame, Indiana 1980 (first published (Routledge & Kegan Paul) London 1969)
Kovach F.J. : "Action at a Distance in St. Thomas Aquinas" in Thomistic Papers II ed. L.A. Kennedy & J.C. Marler (Center for Thomistic Studies) Houston, TX 1976
Popper, K.R. : Popper: Selections ed. D. Miller (Princeton U.P.) Princeton 1985 (previously published as A Pocket Popper (Fontana) London 1983)
Salamucha, J : "The Proof Ex Motu for the Existence of God: Logical Analysis of St. Thomas' Arguments" in Aquinas ed. Kenny pp. 157-174 (originally in. New Scholasticism 32 (1958) pp. 334-372)
Strawson P.F. : The Bounds of Sense (Methuen) London 1982 (first edition 1966)
OUTLINE USED FOR THIS PAPER
A. What paper will look at
a. Thomas args - w/o going into detail of each
b. is there a modern world view in which they
could be said to work
1. If I reinterp T's args , are they the
c. Vatican I and St. Paul
d. Aquinas' cosmology
e. Modern cosmology
1. failure of mod philosophers to come to
terms with poss metaphysics of content of
sci cf their concentration on Epist of Sci
I. General Considerations
A. Procedure of using facts about world to prove God's existence
a. Kenny and Kant
b. Kants division of args for God
2. Cosmological - Leibniz reduces to Ontological
c. Kant's problem with these
1. advancing beyond world of senses
a. applies to mod physics
2. using universal causal dependance to get a
first cause outside system
3. We are left with no picture of God
4. PhysTheol only shows an architect
a. sees these args as re Order
this is not Aqs arg in Way 5
b. nb such an architect would satisfy many
d. Kant's challenge is great but outmoded for phyiscists
do go way beyongd world of sense. Also his args are not
directed vs the ones Aq gives
B. Nature of Scientific Knowledge
a. How secure is Scientific Knowledge
b. Problem of Induction
c. Karl Popper's view -good
1. Relation to Aquinas Procedure
a. if knowledge about the world from
empirical investigation is at all
insecure it does not provide proof.
2. Invalidates all pys-theol args but not ontol.
C. Physico-Theological Arguments dependent on a particular
a. eg Aristotle/Plato
b. eg Medieval Philosophy - what is it
c. eg Newton
D. Cosmology at the moment
a. Popper - no certain Cos. thfr no poss proof for God
b. Incoherence of present Gen Theory of Relitivity
with Quantum Mechanics
1. nb there is general agreement on possibility
c. Does this mean no de facto cosmol. arg poss
1. no cosmology thfr no cos. arg
2. does this mean AQ cannot be modernised, since
we have no actual cosmology to modernise into.
d. But Modern Cosmology/Physics does have Seminal Ideas
1. Simplicity (cf Nplatism)
2. Unity of fields - cf Adair
3. Nature of claims of modern physics
e. Physics also throws some light on Aqs. args
which might save them
A. Tradition - Greeks + Arabs
a. 5 Ways can be seen as based on Aristotles
b. He also argues elsewhere
c. Rejects Ontol arg Ia 2.1.2.ad2
B. Aquinas World View
a. See Card
C. What he was trying to do
a. Serious Arg
b. They fill out meaning of God
c. make things explicable
D. Procedure to argue form effect to cause
a. applies in all args
E. Standard form of arg - given Kenny p37-8
F. Quantifier shift fallacy at end of 1,2,3,& 5
II. First Way
A. Question of Movement
a. The Argument
1. basically no first cause no final effect
a. Inf Causal Reg
b. Gilbey - a rising level of expalnation
2. Not Going back in Time but NOW
a. Aq accepts possibility of eternal
3. argues for explanation req for continuity in
1. use of quantifier shift in arg
a. no reason for only one First Cause
2. Kenny - confusion over moveri
3. Aristotelian Physics
a. Contiguity of motion cf action at
b. impetus theory was available
4. If instantaneous no causes through time
c. Newton - First Law - Inertia
1. does not a/c for motion, but gets rid of
contiguity + simulataneous action. ditto so
does speed of light
2. Some deny motus is Local motion - but Aq
did mean this.
3. In any event later sci. negs this arg
d. Einstain anf after - gets rid of action at a
distance. But Gravity is mutual - no chains of
e. Post Einstein - sub atomic quarks + gluons and
1. see above
2. If aq did make it a regress in time of
all sub-atomic particles - to big-bang
3. Problem is Uncertainty principle and q. of
IV. Second Way
A. Question of Cause
a. A series of causes must stop somewhere
1. Gilbey - Metaphysical not scientific causes
but then arg loses force
2. View of the Cause being physical as opposed
to an event
3. Simultanity again
b. same as Way I in ICR but less about movt than
actaul causes - aim to prove not beginner but
1. ICR Brown - Meta 994a2-19
Aq thought an inf series could not have
both beg and end - it can eg 1-2
2. Brown - its sometimes thought ICR is per se
imp due to imposs of infinite simulatainty
but arg here is about need for a first member
not length of series ???
3. aq rejecta ICR as he wants an explication
1. Arg still contradictory even if it does not
go back in time - argues for anu uncaused
causer while saying all is caused
2. Use of quantifier shift
3. Aristotles Physics
a. four types of cause Mat Form Eff Final
4. Eudoxus' astronomy
a. movement of speres affecting earth
b. Kenny on this p 43-44
5. Doesn't simultainity leave temporal cause
to be considered like Islamic atomism
6. Heisenbergs Uncertainty principle
a. state it (on card) 1927
b. Quant Mech in general
þ. God playing Dice
c. Doesnt effect large scale
d. BUT PARTICLES ARE FUNDAMENTALLY RANDOM
a. Aq does not insist all has a cause, we
can argue that it does
b. And that ICR is imp due to big bang
c. but this is less deep than AQ,and a diff
sense of cause - in fact more like design
V. Third Way
A. Question of possibility and contingency
a. Based on generation and corruption observed thfr
not a Kantian Cosmo arg
1. View of necessary being
a. an incorruptible being - so Kants args don't work
b. Point of Way II is that cont. beeings have built-in
c. Sub atomic particple might now stand for ness beings
-(NO - see Adair - Ness beings without true ID not
b. Arg given in Scg I 15 5 for God's eternity
1. Is ii possible to argue from contigency
2. Problem with whole idea of if everything, not
ness then once nothing.
-user quantifier shift again (see Kenny p 56
-poss epicurean bkgnd ?
-Aristotles view that if something can happen it
does - so Aq's arg is a red. ad adbsurdum
-here Aq's view of universe as eternal hinders
a. use quote - Kenny 66 - if mat world has not
always existed then .... Creator"
3. Does not point to one only ness being
a. use of quantifier shift
1. Newtonian Physics/entropy
a. Entropy in infinite time means now
wld be Heat Death - although Adair
2. Einsteinian Physics
3. Nb in modern physics all we can say is the
present universe had a zero point, but we can not
know if there was nothing before. This would seem
to give a lot to Aq.
(TIE IN WITH KANTS ALLOWANCE OF AN ARCHITECT FROM
TELEOLOGY AND YOU MAY HAVE A PRETTY GOOD PROOF)
VI. Fourth Way
A. Degrees of Perfection
a. Based on gradiation observed
b. Only Perfect F is truly F thfr only God is true being
1. God here = Plato's form of the Good
c. Base is Platonic Ideas - needs Platonic ontology to work.
1. Gilbey gives refs
2. Aq stresses causal dependance
3. Aq not in fact a beliver in Forms - but nb,
Aristotle refers to `eidos'=form
4. Kenny discusses God as his own essence here - no need
for me to - but points out esse is a thin predicate
1. no - but nb problem of universals still unsolved
-not evrything is a matter of physics
2. but q. do modern physical constants have links with
Ideas. Probably not
Classes (most like forms cf Russells Paradox & 3rd man
-none are forms
II. Fifth Way
A. Argument from design
a. Based on none sentient beings actions - not on order
of universe. ie individuals action not cosmic order
1. calls for explanation
2. He has to show agents work for ends - Kenny, not very
strongly doubts this.
3. Use of faults in nature to prove it - eg monsterous
4. Aqs arg is not a God of the Gaps one
b. most promising arg - Kant thought it shows an Architect,
although he did not think matter could be created
c. Kenny has questions about whole q. of regular beneficial
operations and their interpreations
d. Uses Quantifier shift again
1. because Aq argues from actions of individual beings
there is no way of saying they must all go to one
end - so this is less strong than more trad design
arg , which he does give elsewhere (SCG III.3),
which does not demand one end but seems more
to indicate it
2. He presumably saw some advantage if refering to
non-sent beings - what ?
e. uses analogy of human design cf world
f. Gilbey - says it is to be read in light of preceeding
args. Arg applies to things not activity having and end
1. Hume in Inq.Hum.Und said no need for explanations
-Aq is appealling to an a priori notion of causation
1. Tend to be in favour of order cf Aqs single things, which
mod sci does not seem very sure about. Plus now tend to
arg that Univ is good for men (cf Aq where that waits
until later) .
2. Newtonian Physicsa is just as teleological as Arist.
3. Modern Science - not opposed to rel questions that have
been attacked since the enlightenment
a. Universe does seem to have begun
þ. cf ekpyrosis - circular
b. Connectedness of things - in reality of
probability in QM
c. Creation ab nihil - no energy needed
d. Anthropic principle
þ. Extreme chances vs Life
þ. Weak Force strength
þ. speed of light and electricity
þ. origin in unpredicatable breakdown
of original symmetries
þ. even out time of being on earth - partic
density of matter ??
þ. Not proven
þ. see Adair
4. In some respects Arg from design is untouched by
any developments in mod physics
5. Kant - even modern physics goes beyond realm of sense -
perhaps his arg was just enlightenment esprit ??
II. TIE IN KANTS ALLOWANCE OF AN ARCHITECT FROM
TELEOLOGY WITH KENNYS VIEW ON A UNIVERSE THAT BEGINS NEEDING
A CREATOR (SEE WAY 3) AND YOU HAVE A PRETTY GOOD PROOF.
IX. Other ways of Vat I being saved
A. Concurrence of many args - no proof conc,
but all point the same way
a. open to criticsim
1. no number of inc. proofs add up to a conc proof
2. cf Newman and a million diffs not = 1 doubt
3. but still seems poss for rational man
B. Ontology - rej, Aq + mod Caths, but provides aM poss.
C. Kantian Moral arg
D. Faith/Rel experience
a. Aquinas wld agree, but not totally
He was all about the power of Human reason, something
upheld at Vat I and part of Christian freedom,
whatever actions some in church take opposed to reason
It really is better than this!
Boswell and the Latin West; and the debate over the blessing of friendship today
This note consists of some reflections on John Boswell’s Same-Sex Unions in Premodern Europe, with an eye to the relevance they might have today: to the current debate over the blessing of homosexual friendship. It is for this reason that these reflections focus on what John Boswell had to say on the Catholic west - where the debate now has its sharpest edge. These reflections are also a response to the perceptive arguments put forward by Elizabeth A R Brown and Claudia Rapp in ‘Ritual Brotherhood in Ancient and Medieval Europe: A Symposium’ Traditio Volume 52 (1997) pp. 261-381. What I have attempted here is to revisit the documents these historians employed and to apply a reading in different terms.
The argument I make below for the form of the rite that appears in latin europe to have corresponded to the adelphopoiesis edited by John Boswell was put forward in a BBC Radio programme a few days ago: ‘The Kiss of the Crusaders’ BBC Radio 4, 12 June 2.30pm produced by Tessa Watt and Helen Weinstein and introduced by Eamon Duffy. It anticipated some of the conclusions of my book on friendship in traditional society in england. The historians John Bossy and Maurice Keen joined in the discussion. The programme was designed as a popular presentation - there was an audience of approaching half a million listeners - and centred on a tomb monument to two english knights who died in Constantinople in 1391 and were buried there together. This monument is one of a number from medieval england that appear to show the traces of this rite.
Giraldus’s Topographica Hibernica
The implications of the material discussed in John Boswell’s book have I think been dismissed too easily and in particular the account he quotes from Giraldus de Barri’s Topographica Hibernica. This is not a sober and objective work but a piece of propaganda, intended to justify to its audience in catholic europe the invasion of Ireland by the Anglo-Norman army under Henry II in 1171. As evidence for Irish society a work of propaganda such as this is hardly reliable. Its value as historical evidence is rather I would suggest its indirect ability to preserve evidence of the values and prejudices of the audience that Giraldus was seeking to manipulate. In the course of this work, Giraldus describes a ritual confirming friendship which its audience could be expected in this way to recognise and value. Or rather to recognise as here debased by the blood that according to Giraldus among the Irish follows its treacherously pious beginning:
Inter alia multa artis iniquae figmenta, hoc unum habent tanquam praecipuum argumentum. Sub religionis et pacis obtentu ad sacrum aliquem locum conveniunt, cum eo quem oppetere cupiunt. Primo compaternitatis foedera jungunt: deinde ter circa ecclesiam se invicem portant: postmodum ecclesiam intrantes, coram altari reliquiis sanctorum appositis, sacramentis mulitfarie praestitis, demum missae celebratione, et orationibus sacerdotum, tanquam desponsatione quadam indissolubiliter foederantur. Ad ultimum vero, ad majorem amicitiae confirmationem, et quasi negotii consumationem, sanguinem sponte ad hoc fusum uterque alterius bibit. Hoc autem de ritu gentilium adhuc habent, qui sanguine in firmandis foederibus uti solent. O quoties in ipso desponsationis hujus articulo, a viris sanguinum et dolosis tam dolose et inique funditur sanguis, ut alteruter penitus maneat exsanguis! O quoties eadem hora et incontinenti vel sequitur vel praevenit, vel etiam inaudito more sanguinolentum divortium ipsam interrumpit desponsationem.
(Among the many other deceits of their perverse ways, this one is particularly instructive. Under the appearance of piety and peace, they come together in some holy place with the man with whom they are eager to be united. First they join in covenants of spiritual brotherhood. Then they carry each other three times around the church. Then going into the church, before the altar and in the presence of relics of the saints, many oaths are made. Finally with a celebration of the mass and the prayers of priests they are joined indissolubly as if by a betrothal.
But at the end as greater confirmation of their friendship and to conclude the proceedings each drinks the other’s blood: this they retain from the custom of the pagans, who use blood in the sealing of oaths. How often, at this very moment of a betrothal, blood is shed by these violent and deceitful men so deceitfully and perversely that one or the other remains drained of blood! How often in that very improper hour does a bloody divorce follow, precede or even in an unheard-of-way interrupt the betrothal.) - Bodleian Library/ Laud Manuscripts/ 720/ folio 224v. I have given the collated transcription in Giraldi Cambrensis Opera, ed James F. Dimock, vol. 5 (London, 1867) p.167. Rubric: ‘De argumento nequitiae et novo desponsationis genere’.
What Giraldus is doing here I think is this. Giraldus’s satire first attributes to this ritual all the proprieties to hand that could confirm the friendship created by ritual kinship; and he does this so comprehensively that each of the forms of ritual kinship that he knew his audience would value find their place. The first is that established by baptism. These vows, he tells his audience, are vows of compaternitas. Compaternitas was the spiritual brotherhood established at baptism between, among others, the sponsors of a child and its natural parents, relations which figured more significantly as the specifically social consequences of baptism than any subsequent tie to the child. The second that he invokes is that established by a betrothal. The vows, he goes on to assure his soon to be scandalised audience, are moreover given the force of a desponsatio: an agreement to a marriage. In the twelfth century a betrothal - a desponsatio - might precede the marriage itself by several years; but when it was solemnised at the church door, where the rite of baptism also began, its binding terms established kinship relations that stood with those created by marriage or a baptism. But in Giraldus’s awesome composite there is no baby and no bride, for the third form of ritual kinship implied by Giraldus that leaves its trace in this account is the ritual brotherhood of the kind that K. B. McFarlane pointed to some years ago (K. B. McFarlane ‘A business-partnership in war and administration, 1421-1445’ English Historical Review, vol 78 (1963) pp. 290-310): ritual brotherhood created directly by vows of sworn brotherhood and without the symbolic instrumentality of the child or the marriage. The heady mix in Giraldus’s description invokes the spiritual brotherhood of compaternitas, the binding force of a betrothal and the liturgical form of sworn brotherhood - a form whose culmination in this account is the eucharist.
Giraldus then aims his blow. After a beginning that could not have confirmed friendship in more solemn terms the pagan addition proves disastrous. The blood of the pagan rite stimulates the blood-lust of the participants, and the ritual ends not in friendship but in violence and murder. The drawing at the opening in the Bodleian manuscript of two men fighting to the death makes Giraldus’s point. But the historical evidence the passage contains lies not in what he has to say about the Irish but in the evidence he indirectly preserves of the form of a ritual that he knew his readers in catholic europe would recognise and value. The force of Giraldus’s satire depends on familiarity with the rituals he is invoking and his audience’s acceptance of their legitimacy. The implication of Giraldus’s Topographica Hibernica is that his readers in latin catholic europe knew that the ceremony of ‘sworn’ brotherhood ended with a celebration of the mass, and this knowledge prepares them to be all the more scandalised by the blood that (according to Giraldus) all too often then follows among the Irish.
Juvénal des Ursins
That this is the right way to read the historical evidence in this account is supported by the direct evidence of a letter addressed on 14 July 1411 to the King of France, Charles VI, by the sons of Duke Louis of Orléans, which the fifteenth-century historian Juvénal des Ursins included in his Histoire de Charles VI. It fills out the terse phrase ‘en leglise de Saint Martin’ (‘in the church of St Martin at Harfleur’) used in the document that McFarlane edited recording the compact of brotherhood in arms between Nicholas Molyneux and John Winter also made in France, in the church at Harfleur, almost to the day just ten years earlier on 12 July 1421. This letter (In Nouvelle Collection des Mémoires, eds. MM. Michaud and Poujoulat, series I, vol. 2 (1851), pp. 456-464) gives a detailed description of the rite by which their father had become the ritual ‘brother’ of his cousin Duke Jean of Burgundy on 20 November 1407 when, as in the ritual indirectly implied by Giraldus’s account, they had made their communions together before witnesses in a votive mass for this purpose.
The ritual as Juvénal des Ursins summarises it is that
le dimanche vingtiesme jour de novembre monseigneur de Berry, et autres seigneurs assemblerent lesdits seigneurs d’Orleans et de Bourgongne, ils oüyrent tous la messe ensemble, et receurent le corps de Nostre Seigneur. Et prealablement jurerent bon amour et fraternité par ensemble...
(on Sunday the 20 November the Lord de Berry and other lords assembled together, and the said Lords of Orléans and of Burgundy heard the mass together and received the Body of Our Lord; and before doing this they swore true love and brotherhood together...)
The unusual value of this letter lies in the stress it places on the customary and familiar nature of the rite followed in 1407, a point its writers press in their letter because of the infamy of the subsequent murder of their father by the servants of Duke Jean. As they put it, their father and Duke Jean during the ritual in 1407 had made
plusieurs grandes et solemnelles promesses, en tel cas accoustumées ... par especiales convenances sur ce faites
(many grand and solemn promises of the kind as are customary in such a situation ... by the special conventions recognised in such a matter).
Both of these pieces of evidence point, in the first case indirectly and in the second directly, to the same conclusion: that in the churches of catholic europe from at least the end of the twelfth century until the beginning of the fifteenth, the mass provided a familiar culmination for the creation of ritual ‘brothers’, a ritual completed in their taking holy communion together. Such a liturgical practice should not surprise us. In her classic study Corpus Christi: The Eucharist in Late Medieval Culture (Cambridge, 1991) Miri Rubin has described how, in the eleventh and twelfth centuries, the eucharist was refigured as a symbol at the centre of the secular world about it, becoming incorporated into its forms of life, shaping them and in turn being shaped by them. The ritual evident in these accounts was part of that process.
Edward II and Piers Gaveston
The rite I believe we can see in these documents seems very probably to have been the form in which Edward II became the ritual brother of his friend Piers Gaveston. I accept here the arguments for a ritual brotherhood between them put forward by Pierre Chaplais in Piers Gaveston: Edward II’s Adoptive Brother (Oxford, 1994). These are based on the chronicle of the civil war years of Edward’s reign in the Cottonian manuscripts. This is how it describes Edward and Gaveston’s first meeting (I have given Chaplais’s transcription at p. 13, rather than that of George L. Haskins in ‘A Chronicle of the Civil Wars of Edward II’ Speculum vol 14 (1939), p. 75).
... filius regis intuens, in eum tantum protinus amorem iniccit quod cum eo fraternitatis fedus iniit, et pre ceteris mortalibus indissolubile dileccionis vinculum secum elegit et firm[i]ter disposuit innodare.
(... when the king’s son gazed upon him, he straight away felt so much love that he entered into a covenant of brotherhood with him and chose and firmly resolved to bind himself to him, in an unbreakable bond of love before all men).
The precision of the term ‘fraternitatis fedus’ (‘covenant of brotherhood’) in this account corresponds to the ‘compaternitatis foedera’ (the ‘covenants of spiritual brotherhood’) that Giraldus invokes, and the Vita Edwardi Secundi is equally explicit about the formal character of their friendship and characterises it in the language of fraternal adoption (Vita Edwardi Secundi ed. N. Denholm-Young (London, 1957) pp. 7, 17, 28). This is taken from the passage that follows its account of Gaveston’s murder by Edward’s opponents.
Occiderunt enim magnum comitem quem rex adoptauerat in fratrem, quem rex dilexit ut filium, quem rex habuit in socium et amicum.
(For they put to death a great earl whom the king had adopted as brother, whom the king loved as a son, whom the king regarded as friend and ally).
The Annales Paulini composed among the cathedral clergy at St Pauls uses the same term (Annales Paulini in Chronicles of the Reigns of Edward I. and Edward II. ed. William Stubbs vol. 1 (London, 1882) p.263).
‘Rex quidem adoptivi fratris sui Petri de Gavastone personam exulare seu honorem ejus minuendum non potuit sustinere’.
(Indeed the King could not bring himself to send his adoptive brother into exile or diminish his honour).
The chronicles do not describe the form in which Edward and Gaveston swore their fraternitatis fedus, but that of their oaths together in 1307 at the time of Gaveston’s first exile (at Edward I’s command) is described in the memorandum in the close rolls (Calendar of the Close Rolls Edward I, vol. 5, 1302-1307 (London, 1908) p. 526) as having been taken ‘upon God’s body and upon the other relics’ and makes it probable that their earlier oaths also took the eucharistic form that Juvénal des Ursins was later to regard as customary. This phrase in the close rolls follows closely the ‘oath sworn on the precious blood of Jesus Christ’ of Juvénal des Ursins and Giraldus’s ‘in the presence of relics of the saints’.
It is not I think persuasive to characterise in narrowly defined terms the motives for the relationships being created by this rite. For example, an intriguing possibility is that the ritual I have described was employed to force men to make peace with each other, when their violent conflict was disrupting good order; and in some instances this seems to have been the case. The circumstances of the sworn brotherhood of the Dukes of Burgundy and Orléans would fit that description; but the details elsewhere belie so neat a generalisation. The most obvious of these is that the agreement between Nicholas Molyneux and John Winter was entered into in the church of St Martin at Harfleur and clearly was not the resolution of a dispute of this kind: in their agreement they recorded that they were prompted to become brothers in arms by the desire to augment the love and fraternity already growing between them (‘Premierement pour acroistre et augmenter lamour et fraternite qui est piera en commencee entre ledit Molyneux & Winter’) and through their agreement formed a working relationship that was to last throughout their lives. An ecclesiastical setting was apparently as appropriate for creating a brotherhood of this kind as one settling a dispute. If Edward II had been seeking a sworn brotherhood to resolve a dispute he would have sought it among the magnates who were threatening him and not in an intimate who could act for him like Piers Gaveston. A reading of the use of the rite solely to settle disputes would also require one to disregard the terms used by both Giraldus and the sons of the murdered Duke Louis of Orléans: in the one case the ritual being described takes place when the two men desire to come together in it - ‘they come together in some holy place with the man with whom they are eager to be united’ (‘ad sacrum aliquem locum conveniunt, cum eo quem oppetere cupiunt’) - and in the other the term they employ is ‘vraye fraternité et comgagnée d’armes’: substantially the same term as the ‘freres darmes’(‘brothers in arms’) used in the agreement of Nicholas Molyneux and John Winter.
jurerent et promirent solemnellement vraye fraternité et compagnée d’armes ensemble, par especiales convenances sur ce faites.
(they swore and solemnly promised true brotherhood and company of arms together, by the special conventions recognised in such a matter) - p. 457 of the above reference.
Defining the Family
A characterisation like this - essentially in terms of violence - imposes a coherence on the material that is achieved only by taking one part and discarding another; and the same inevitably happens when any other broad characterisation is applied: such as an equally universal motive if not of violence then of profit or of love. These are solutions imposed from outside. The guide I think is rather the manner in which different kinds of kinship terminology can overlap and shade into each other in Giraldus’s awesome composite. For the later historian to attempt with determined pedantry to undo the connections being made is to miss the point that that confusion corresponds with precision to the texture of the social life in which they figured - although from a modern viewpoint this is by no means self evident.
That the ‘family’ can be defined in several different ways - in terms of blood relations for example, but also as a common household, or in terms of marriage - tends now to be a technical point of interest only to sociologists and anthropologists, as in modern society these different definitions coincide closely. The family living together in the same household is conventionally the group of parents and their children linked by blood or marriage. In the past (as J.-L. Flandrin has pointed out so well) these definitions often did not coincide so nearly. One major cause of this mismatch was the many forms of what one might call ‘voluntary’ kinship, kinship created not by blood but by ritual or a promise. The difficulty for the modern viewer lies in that modern society recognises only one such ‘voluntary’ kinship, in marriage: in the past others have subsisted alongside side it; and their aggregate effect was that (in England at least until well into the seventeenth-century) an individual lived in effect in a potential plurality of families. He or she could be part of one family in terms of blood relations and simultaneously part of another in terms of the ritual kinship created by betrothal or marriage, by baptism, or as here by ‘sworn’ brotherhood. The relations this created did not obliterate the boundaries of families; spiritual’ kinship remained distinct from that created by birth or marriage, and there is no evidence that sworn brotherhood extended to others beyond those who made the promise that created it. But the cumulative effect of such a multiplicity of forms of ‘voluntary’ kinship was to embed the family within a wider and encompassing network of friendship; and when friendship is given a formal and objective character by ritual and oath - as it was in sworn brotherhood - it is indistinguishable in its workings from kinship. Fostering and adoption further extended that interlocking network between households, and within it was placed the family in our contemporary and more limited sense of a group of parents and their children. Sworn brotherhood was one of the threads out of which that fabric was made. That network is peculiarly difficult to see from the vantage point of a modern historian. Its presence was created by those very mismatches that modern society lacks; where all definitions of the family are perceived to delineate the same group and no kinship is perceived to be, in the strict sense of the word, artificial.
The Theology of the Rite
There is though a ‘but’ to be added. If I am reading these sources correctly the rite does not then appear as an unreserved endorsement of the relationship being created. Neither Giraldus nor Juvénal des Ursins imply that the vows of sworn brotherhood were part of the mass: in both of these pieces of evidence, the mass rather follows the vows. No doubt Juvénal des Ursins was voicing a widely held view when he describes the ritual brotherhood of the Dukes of Orléans and Burgundy as ‘sermentées et jurées sur le precieux corps de Jesus-Christ’ (‘an oath sworn on the precious blood of Jesus Christ’) (p. 456), but that is to gloss in a broad expression the insistent detail that the vows were not made within the mass. ‘The Lords of Orléans and of Burgundy heard the mass together and received the Body of Our Lord; and before doing this they swore true love and brotherhood together.’ The same detail appears again in Giraldus’s account: ‘Finally with a celebration of the mass and the prayers of priests they are joined indissolubly as if by a betrothal’. In the evidence provided by Juvénal des Ursins and Giraldus alike, the mass is not the setting for the vows of sworn brotherhood but rather follows, as their culmination. In the careful proprieties of Giraldus’s indirect account, the separation in time is accompanied by a symbolic separation in space, between door and altar. ‘Postmodum ecclesiam intrantes ... ’ (‘Then going into the church ...’). Giraldus’s tell-tale phrase indicates what would have been self-evident to his audience. A betrothal was made at the church door. It was there that the rites of baptism began. It was there also, at the church door, that the vows of sworn brotherhood were exchanged, with the two sworn brothers only then receiving holy communion together in the mass within that followed. It is not difficult to see the reason why traditional christianity should have had reservations about such a rite. The mutual fidelity being promised was unreserved and indissoluble. But to what end might that friendship be put? Such friendship was significant in a public sphere, and unreserved fidelity in that context easily gave rise to suspicions that lay close to hand of potential collusion and self-advancement.
The point is that the church in the latin west did not attempt to legislate for the diverse motives that could prompt sworn friendship. The solution of traditional christianity rather lay I would suggest in the shape of a eucharistic rite which allowed it to respond to the potential for good in the vows being exchanged without being compromised by the potential for misuse that accompanied them: in its transformation through the eucharistic action of the sacrifice for friends offered at the altar into the universal sacramental sign that it then offered in communion. That implicit theology emerges most clearly from the comparison one can make with the adelphopoiesis edited by John Boswell, which represented a response to the same dilemma but from within its own distinctively byzantine milieu. Westerners had no difficulty in recognising it as the sworn brotherhood of the latin west (Elizabeth A. R. Brown in the Traditio symposium p. 361), and in the troubled history of its canon law one can see in explicit terms the same reservation with which catholic europe regarded its western counterpart. Ritual brotherhood, warned a twelfth-century greek ecclesiastic, could lead to ‘many sins’, and greek canon law has variously attempted to restrict the rite or to preclude its use altogether: although apparently with limited success judging by its continuing inclusion in the liturgical collections and its surviving use (Claudia Rapp in Traditio symposium) pp. 319-326, quotation at p. 323).
The adelphopoiesis is a characteristic product of its theological milieu, although it addressed the same fundamental dilemma as the eucharistic rite developed in the West. Both the adelphopoiesis and its latin counterpart were alike designed to negotiate the dangers of mutual appropriation present when church and world come together, and both did so by recognising the good in the vows exchanged as something still incomplete, as a potential. But while the latin rite expressed this in a theology of grace, the adelphopoiesis employed a distinctively greek theology of praise. Characteristically the prayers of the adelphopoiesis open with the praise of God as creator, as ruler, and as saviour and place the blessing of the participants that follows in that context.
Lord God almighty who created man in his own image and likeness and gave him eternal life ...
Lord our God, who has granted our petitions for our salvation ...
Lord our God, you are the perfecter of love and teacher of the world and saviour of all ...
(From the slavonic Euchologion Sinaiticum translated by Constance Woods Communio 22 (Summer, 1995) p. 316ff. Comparable passages from Boswell’s translation of the adelphopoiesis (p. 295 and 296): ‘Forasmuch as Thou, O Lord and Ruler, art merciful and loving, who didst establish humankind after thine image and likeness ...’, ‘O Lord Our God, who didst grant unto us all those things necessary for salvation ...’)
Such a blessing - strictly a ‘blessing’ of God - places the adelphopoiesis with the rites for a betrothal, for the cutting of a boy’s hair or beard, the prayers for rain, first fruits, or the blessing of seed corn that are also found in the manuscripts that contain the adelphopoiesis or its slavonic equivalent: things that have a natural integrity and potential of their own, to which the believer responds in praise of their Creator (for example in Barberini Ms 336 in the Vatican Library: Anselm Strittmatter ‘The ‘Barberinum S. Marci’ of Jacques Goar: Barberinianus graecus 336’ Ephemerides Liturgicae Anno 47 (novae seriei 7) (1933) pp. 329-67 and the Euchologion Sinaiticum which Archimandrite Ephrem discusses in his review of John Boswell’s book in Sourozh Number 59 (February 1995) p. 52). The one views the potential good in the promises of ritual brothers, as it were from below, in a world of defective human relations: the other from above, from the viewpoint of the integrity of creation. This distinction is akin to that detected by historical liturgists in the differing rites for marriage in greek and latin christianity, a latin rite shaped from the eleventh century by the exchange of promises and a greek liturgy preserving an older liturgical tradition that locates the liturgical action in a prayer of praise. In the one case this has been described as the support and clothing of a promise, whereas in the other it is the celebration and receiving of a gift (Michael Vasey ‘The Family and the Liturgy’ in The Family in Theological Perspective pp. 169-185. ed. Stephen C. Barton, Edinburgh, 1996).
The differing response created a different trajectory. The point I think is this. Praise must be spoken, and a distinctive office emerged in greek christianity for the creation of ritual brotherhood - and with it a canon law that sought to legislate explicitly for its ambiguities. In the west that development was eluded by the incorporation of sworn brotherhood within the existing structures of the eucharist. The indirect effect has been to make the friendship created by the ritual brotherhood of the latin west far less visible to the historian than its byzantine counterpart.
I am inclined to think that this view of this liturgical practice addresses some of the questions raised by John Boswell’s book and his thesis that the adelphopoiesis - literally a rite for the ‘making of brothers’ or ‘sisters’ - had functioned in the past as what in contemporary terms we would today recognise as a homosexual marriage. Two major objections to the way Boswell handled his evidence stand out clearly, both of which are right. One is that the expected ideals of the rite he edited would not have comprehended sexual intercourse. The other is that his thesis disguises the fact that the rite did not preclude the individuals involved also being married. Yet I think that the matter will not rest confidently there, for the problem that remains is that an unqualified rejection of John Boswell’s thesis in these terms is itself open to the same kind of criticism as the thesis itself. It reduces the range of what we recognise today as being sexual to the narrow question of sexual intercourse and it glosses over the historical disparity that in the past marriage has been one, as it is not in modern society, among several forms of voluntary kinship. The claim that the relationships blessed by this rite were sexual and akin to marriage and the claim that they were not both involve an unsettling degree of anachronism.
Here I have rather attempted to define how the liturgical practice I have followed in the medieval latin west might be understood in historical rather than contemporary terms and then - from that vantage point outside contemporary culture - one can consider how that understanding might or might not illuminate the possible liturgical recognition of friendship today, to the point I turn to in conclusion
The Debate over Homosexual Friendship Today
There is of course then no simple passage from the one to the other, but the recovery of this history does provide arguably a possible new agenda on which both sides might be able to move forward together - if the will is there. The value in recovering its history lies rather, I would suggest, at a more fundamental level: in its ability to raise radical questions about the terms in which this debate is being conducted, and it arguably does so in at least two fundamental respects.
The first is about the kind of ethical question at issue. Are sexual ethics an adequate framework in which to consider the ethical issues involved? I have argued that the historical context for this past eucharistic rite was a society in which the individual lived in effect in a potential plurality of ‘families’, one in terms of blood relations but others also in terms of the kinship established through baptism or the eucharist and that their effect was to embed the family within a wider and encompassing network of formal friendship. The ethical question at issue in this rite lay in the role the relationships being blessed could then play more widely, beyond the individuals immediately involved. The past social context for the rite is irrecoverable, but that kind of ethical question is of more universal application, and the contemporary question it raises is whether homosexual friendships today could also be considered within a framework of that kind.
There are reasons for believing that this may be possible. It is as a result of defining the question in terms such as these that the Evangelical Church in Germany (with which the episcopal Church of England is linked through the Meissen Agreement) authorised a service of blessing addressed not to the homosexual partnership as a life-style but to its ethical role. It is also of course in these terms that civil governments are viewing the recognition of single-sex partnerships, where what is at issue is the burden of social welfare they are recognised to assume - not questions of sexuality. A framework of this kind would raise questions such as the following. What kind of role do homosexual friendships play in bearing the responsibilities of society more widely? In what sense are they - or could they be - drawn into the existing families of the two friends, as a loving uncle or aunt or as a support to the old? To address the question in these terms is to ask genuine questions that are not as yet easily answered, nor are they addressed exclusively either to the church or to homosexual couples, but they could provide a coherent framework in which this debate as a whole could be viewed.
Such a debate would be within traditional language and would not tacitly put at stake wider issues. It is that fear that I believe has fuelled the opposition to recognising friendship within the liturgical assembly. It has also allowed the issue to be seized by the authoritarian right as a rallying point for an agenda of social conservatism that goes far beyond issues of housing rights and pension funds and it would deny its use to them. But if the first question raised by the history of ritual friendship is about ethics, the second is about prayer - and liturgy. Would the church be compromised by a service of blessing, even if one directed to the responsibilities carried by homosexual friendships within society more widely? The form that question takes is distinctively modern, but the question itself is not. One cannot directly translate the reservations in traditional christianity about ritual friendship into modern terms, but they touched on the dangers of mutual appropriation that are always present when church and world meet. I have argued that the shape of the rite I have described was a form that allowed the church to recognise the potential for good in the relationships being blessed while confounding those dangers: it was a distinctively liturgical solution that was arguably achievable in any other form. Could this be the case also today with homosexual friendships? The question raised by the history of ritual friendship is less, to my mind, the possible revival of an ancient liturgical practice than whether a solution of the same kind may be possible in response to the questions raised by homosexual friendship today.
Birkbeck College, London
27 June 1999
e-mail at: firstname.lastname@example.org [Alan died recently: prayer is te only way to reach him]